Update: On May 9th CoolTech ($AWSM) announced in an 8-K it received a SEC subpoena asking about its unusual trading activity in September 2018. Defrancesco hired a New York based lawyer from Quinn Emanuel, Alex Spiro, to represent him in the matter after U.S. regulators were also asking inquires about Andy. Original Text This week […]
ContinueGreenwich Tennis Competitor’s dad Gordon Caplan arrested in Operation Varsity Blues
UPDATE: 10.3.19 – Gordon Caplan was sentenced to one month in jail and agreed to a suspension of his law license while the NY Bar investigates. Federal prosecutors had asked the judge for eight month of jail time. UPDATE 4.5.19: Gordon Caplan is the first parent to admit guilt. His attorney circulated this statement today: […]
ContinueNY Journalist wins lawsuit to unseal court docs tied to Bruce Bernstein Securities Fraud Case: $XSPA
UPDATE 4.2.19: After I won a lawsuit to unseal documents that showed Bruce Bernstein and Richard Abbe mislead investors and the Securities Exchange Commission in public filings another original investor in XpresSpa has filed a similar lawsuit against the $XSPA board and its executives. Swiss resident Roman Kainz filed his securities fraud suit on March […]
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